Mark Mason Roberts

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Jpmorgan Securities Llc
  Fort Worth, TX
• 11/2013 → Present
  Jpmorgan Chase Bank Na
  Fort Worth, TX

Other Businesses

Entity Name: Key School of Fort Worth Investment related: Yes Address: 3947 Fort Worth, TX Nature of the other business: Private school specializing in working with students with learning differences such as dyslexia, dysgraphia, ADHD, executive processing and more. Position/Title/Relationship: Member of finance committee Start Date: 20-Nov-2018 Approximate # of hours a month: 1 hour meeting every 2 months Approximate # of hours during securities trading hours: 1 hour every 2 months Briefly describe your duties: Help with general budgeting/finance decisions

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-12
• S63 Uniform Securities Agent State Law Examination
  2013-07-26