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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-21 |
| MN | RA | APPROVED | 2013-11-19 |
| AZ | RA | APPROVED | 2011-12-07 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N.A. | Rochester | MN | 02/2010 | Present |
| Wells Fargo Advisors Llc | Rochester | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rochester | MN | 11/2016 | Present |
DRIVEN PERFORMANCE LLC, NOT INV RELATED, ROCHESTER,MN, START: 8/8/2013, 5 HOURS PER MONTH/0 DURING TRADING. DUTIES: NONE. CO-TRUSTEE OF DAUGHTER'S TRUST; INV. RELATED; ROCHESTER, MN; START DATE 5/2021; START DATE 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-21 |
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