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100 North Broadway, Albert Lea, MN 56007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intellicents Investment Solutions Inc | Albert Lea | MN | 10/2019 | Present |
| Ziegler Cat | Bloomington | MN | 03/2018 | 09/2019 |
| Voca | Rochester | MN | 08/2017 | 03/2018 |
| Gopher Sport | Owatonna | MN | 11/2016 | 08/2017 |
| Dll-Mahindra Finance Usa Llc | Houston | TX | 07/2014 | 11/2016 |
Rare Breed College Opportunities, Inc.; investment related; 15731 K22, Akron, IA 51001; Non-Profit; Treasurer; 08/14/2025; 2 hours/month; 15 minutes during securities trading hours; duties include promoting, retaining, and recruiting individuals to the Morningside University football program. This non-profit will be granting scholarships "NIL" to individuals who apply and are approved by the committee. Also will be acting as Treasurer in the infancy stages of this non-profit, which will include taking care of debits and credits related to the account.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-18 |
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