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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-27 |
| CA | RA | APPROVED | 2021-06-21 |
Branch Locations
555 N State College Blvd, Anaheim, CA 92806 • United States
101 S. Harbor Blvd., Anaheim, CA 92805 • United States
5791 E Santa Ana Canyon Rd, Anaheim, CA 92807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Orange | CA | 03/2008 | 06/2021 |
| Wells Fargo Advisors Llc | Orange | CA | 04/2013 | 06/2021 |
| Jp Morgan Chase Bank, N.A. | Anaheim | CA | 06/2021 | Present |
| J.P. Morgan Securities Llc | Anaheim | CA | 06/2021 | Present |
| Nisoa | Orange | CA | 08/2024 | Present |
Entity Name: NISOA Investment related: No Address: Orange California 92869 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 08/24/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Soccer Referee for college. Officiating soccer games. No similarity to my role at JPMC or connection.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-12 |
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