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Richard W. Fisher

Wells Fargo Clearing Services, LLC

Vancouver, WA

Vancouver, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-09-16
  • WA RA
    APPROVED
    Since 2024-09-16

Branch Locations

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

19100 Se 34Th St, Vancouver, WA 98683 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Portland OR 03/2016 11/2019
Unemployed Portland OR 11/2019 02/2020
Key Investment Services Gresham OR 02/2020 08/2024
Wells Fargo Clearing Services, Llc Vancouver WA 08/2024 Present
  • 03/2016 → 11/2019
    Jpmorgan Securities Llc
    Portland, OR
  • 11/2019 → 02/2020
    Unemployed
    Portland, OR
  • 02/2020 → 08/2024
    Key Investment Services
    Gresham, OR
  • 08/2024 → Present
    Wells Fargo Clearing Services, Llc
    Vancouver, WA
Previous Registrations
  • 2020-03-11 → 2024-09-16
    Key Investment Services Llc
    Vancouver, WA
    Brooklyn, OH
    Gresham, OR
    Vancouver, WA
  • 2016-04-06 → 2019-11-27
    J.P. Morgan Securities Llc
    Oregon City, OR
    Canby, OR
    Molalla, OR
    Wilsonville, OR
    Portland, OR
    Portland, OR
    Gresham, OR
    Portland, OR
    Portland, OR
    Wilsonville, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Molalla, OR
    Wilsonville, OR
    Portland, OR
    Gresham, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
  • 2014-04-01 → 2016-03-21
    Morgan Stanley
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-29
  • S66 Uniform Combined State Law Examination
    2013-10-29
Other Names
  • Rick Wesley Fisher
  • Richard Wesley Fisher
  • Richard Wesley Fisher Jr
  • Richard Wesley Fisher

View on SEC IAPD

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Other Investors

DARREN CLARK BLANCHARD
JASON P BLANCHARD
Ethan Thomas Blanchard
Eric Schwartz
Matthew C Stroder
SHENA QUEN BARTLETT
JEFFREY SCOTT LUKOWIAK
Brian Jennings Harmon

Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

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