Elise-Ariana J Helmke Anderson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Grand Junction, CO
• 03/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grand Junction, CO
• 03/2020 → Present
  Bank Of America N.A.
  Grand Junction, CO
• 09/2007 → Present
  Grand Junction Orchestra
  Grand Junction, CO

Previous Registrations

• 2015-09-16 → 2020-03-20
  Ameriprise Financial Services, Llc
  Thornton, CO
  Grand Junction, CO

Other Businesses

I*134935 For profit or not for profit: Non-Profit Organization Name of outside business organization: Support A Soldier Investment related: N Address of business: Denver, Colorado 80237 Position, title, association: Advisory Board Member, Start date of relationship: 1/4/2021 Number of hours devoted: 12 hrs Annually Number of hours devoted during trading hours: 0 Duties: Support A Soldier sends non-lethal equipment to soldiers in combat to provide them with a degree of comfort in hostile environments. I will be providing volunteer time at fundraising events and knowledge regarding inclusion in donor estate planning Name of OBA: Grand Junction Symphony OrchestraPosition: Principle HarpistAddress: Grand Junction, CO 81501Investment Related: No Date started: Sep 2007Hours Devoted: 6 hours mthlyHours During Trading Hours: 0Duties: The GJSO has 8 concerts per year, not all concerts require harp. Rehearsals and concerts take place after working hours Boards of Directors; Colorado West Estate Planning Council; Financial Advisor - Board Member; Grand Junction, CO 81501; Not Investment Related; Jan 2019; 1-9 hours per month; 0 during trading hours. Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative.I*871266 Entity Type: Charitable Name of outside business organization: Delta Egyptian Theater Investment related: N Address of business: Grand Junction, Colorado, 81501 Position, title, association: Board Member, Start date of relationship: 7/1/2022 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Board Member At LargeI*4244270Entity Type: Fiduciary roleName of OBA: R. H.Address: Glenwood Springs, Colorado, 81601Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/31/2026Number of Hours: 2, YearlyNumber of Hours during trading: 0, YearlyDuties: Power of Attorney/Parents I*4564275 Entity Type: Fiduciary Role Name of OBA: MLPF& S CUST FPO R L H IRA FBO R L H Address: Grand Junction, Colorado, 81501 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/31/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Parents

Exams

• S66 Uniform Combined State Law Examination
  2015-09-10

Other Names

• Elise Jeanmougin Helmke
• Elise-Ariana J Helmke
• Elise-Ariana H Anderson
• Elise-Ariana Helmke Anderson