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Sharnise Nicole Gadsden

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-12-14
TX RA APPROVED_RES 2016-12-14
  • PA RA
    APPROVED
    Since 2016-12-14
  • TX RA
    APPROVED_RES
    Since 2016-12-14

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 04/2013 Present
Macy'S King Of Prussia PA 11/2012 11/2016
  • 04/2013 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 11/2012 → 11/2016
    Macy'S
    King Of Prussia, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BOULEVARD, MALVERN, PA 19355

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-05
S63 Uniform Securities Agent State Law Examination 2013-06-26
  • S65 Uniform Investment Adviser Law Examination
    2016-12-05
  • S63 Uniform Securities Agent State Law Examination
    2013-06-26
Other Names
  • Sharnise N Stevens
  • Sharnise Gadsden

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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