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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-01
TX RA APPROVED_RES 2020-01-06
CA RA APPROVED 2014-07-30
  • AZ RA
    APPROVED
    Since 2023-06-01
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • CA RA
    APPROVED
    Since 2014-07-30

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 02/2006 Present
Charles Schwab Bank Phoenix AZ 08/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-08
S63 Uniform Securities Agent State Law Examination 2007-11-19
  • S66 Uniform Combined State Law Examination
    2011-04-08
  • S63 Uniform Securities Agent State Law Examination
    2007-11-19

View on SEC IAPD

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