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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | New York | NY | 10/2013 | 08/2024 |
| New York Life Insurance Company | New York | NY | 04/2013 | 08/2024 |
| Eagle Strategies Llc | New York | NY | 07/2024 | 08/2024 |
| Pruco Securities Llc | Paramus | NJ | 08/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Paramus | NJ | 08/2024 | 07/2026 |
| Lpl Enterprise, Llc | Paramus | NJ | 11/2024 | 07/2026 |
| Thrivent Investment Management Inc | Minneapolis | MN | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-30 |
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