James Wellman

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 03/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 08/2020 → 06/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 08/2020 → 06/2022
  Bank Of America, N.A.
  Jacksonville, FL
• 04/2017 → 08/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 05/2019 → 07/2020
  W. W. Grainger Inc
  Jacksonville, FL
• 09/2018 → 04/2019
  Unemployed
  Jacksonville, FL
• 06/2022 → Present
  Gwfs Equities, Inc.
  Jacksonville, FL

Previous Registrations

• 2021-04-27 → 2022-06-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  Jacksonville, FL
• 2013-10-16 → 2018-08-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  Chandler, AZ
  Jacksonville, FL
  Chandler, AZ
  Jacksonville, FL

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GOOGLE INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: MOUNTAIN VIEW, CALIFORNIA NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 10/24/2010 NUMBER OF HOURS DEVOTED: 40 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I RECEIVE REVENUE THAT IS GENERATED BY ADVERTISEMENTS PLACED ONTO MY YOUTUBE.COM VIDEOS. I*137693 For profit or not for profit: For-Profit Organization Name of outside business organization: Sweetie Bee Honey LLC Investment related: N Address of business: Jacksonville, Florida 32257 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/29/2021 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Apiary management.

Exams

• S66 Uniform Combined State Law Examination
  2021-04-23
• S63 Uniform Securities Agent State Law Examination
  2020-10-16

Other Names

• James Milo Wellman
• Jim Wellman
• James M Wellman
• James M Wellman
• James Milo Wellman