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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-01-02
  • NC RA
    APPROVED
    Since 2019-01-02

Branch Locations

8214 Wilkerson Rd, Ced, NC 27231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
June-Neri Financial Wake Forest NC 06/2013 Present
Signator Investors, Inc. Raleigh NC 05/2016 11/2018
Royal Alliance Associates, Inc. Wake Forest NC 11/2018 12/2018
Cambridge Investment Research, Inc. Fairfield IA 01/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2019 Present
  • 06/2013 → Present
    June-Neri Financial
    Wake Forest, NC
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Raleigh, NC
  • 11/2018 → 12/2018
    Royal Alliance Associates, Inc.
    Wake Forest, NC
  • 01/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2019 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.INDEPENDENT INSURANCE AGENT, 1241 S MAIN ST STE 6, WAKE FOREST, NC, 1/2014 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40/WK - 6/TRADING. 3.ISAGENIX, 155 E RIVULON BLVD, GILBERT, AZ, 6/2018 AS INDEPENDENT SALES ASSOCIATE. NIR - 10/WK - 0/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-30
S63 Uniform Securities Agent State Law Examination 2013-05-24
  • S66 Uniform Combined State Law Examination
    2015-06-30
  • S63 Uniform Securities Agent State Law Examination
    2013-05-24
Other Names
  • Matt Roberts

View on SEC IAPD

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