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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| June-Neri Financial | Wake Forest | NC | 06/2013 | Present |
| Signator Investors, Inc. | Raleigh | NC | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Wake Forest | NC | 11/2018 | 12/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.INDEPENDENT INSURANCE AGENT, 1241 S MAIN ST STE 6, WAKE FOREST, NC, 1/2014 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40/WK - 6/TRADING. 3.ISAGENIX, 155 E RIVULON BLVD, GILBERT, AZ, 6/2018 AS INDEPENDENT SALES ASSOCIATE. NIR - 10/WK - 0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-24 |
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