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Kari Gabrielle Andrade

LPl Financial LLC

Hillsborough, NC

CRD 4421448

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2008-04-25
  • NC RA
    APPROVED
    Since 2008-04-25

Branch Locations

1123 Barred Owl Way, Hillsborough, NC 27278 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Hillsborough NC 04/2008 Present
  • 04/2008 → Present
    Lpl Financial
    Hillsborough, NC
Previous Registrations
Other Businesses

(1) 04/25/08 - ANDRADE WEALTH MANAGEMENT - DBA ONLY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-06
  • S66 Uniform Combined State Law Examination
    2001-08-06
Other Names
  • Kari Felien

View on SEC IAPD

Nearby Firms

CREDIT UNION INVESTMENT SERVICES
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES

Nearby Investors

STEPHEN HAROLD SORRELL
JIMMY RAY DOOLEY
Michael Wayne Hughes

Nearby Offices

CREDIT UNION INVESTMENT SERVICES · Hillsborough, NC
AMERIPRISE FINANCIAL SERVICES, LLC · HILLSBOROUGH, NC
EDWARD JONES · HILLSBOROUGH, NC

More in Hillsborough, NC

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