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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-26 |
Branch Locations
5810 Tennyson Pkwy Suite 260, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Plano | TX | 01/2015 | 01/2018 |
| Fisher Investments | Plano | TX | 01/2018 | 09/2025 |
| Focus Partners Wealth, Llc | Boston | MA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-28 |
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