Michael Fine

Employer firm

Monarch Plan Advisors CRD 286612

$793M regulatory AUM

Reported services (Item 5G)

• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Monarch Plan Advisors
  Simi Valley, CA
• 08/2014 → 12/2017
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 08/2014 → 12/2017
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2018 → Present
  3(38) Investment Fiduciaries
  Simi Valley, CA

Previous Registrations

• 2018-10-10 → 2026-05-04
  3(38) Investment Fiduciaries
  Simi Valley, CA
• 2014-08-25 → 2017-12-31
  Cambridge Investment Research Advisors, Inc.
  Westlake Village, CA
  Simi Valley, CA
• 2013-10-22 → 2014-08-25
  Financial Telesis Inc
  Westlake Village, CA
  San Rafael, CA
  Westlake Village, CA

Other Businesses

1)INDEPENDENT INSURANCE AGENT, 40 WEST EASY ST, STE 4, SIMI VALLEY, CA, 12/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 0 HRS. 2.GRACE BRETHREN SCHOOLS, 2762 AVENIDA SIMI, SIMI VALLEY, CA, 9/2016 AS SCHOOL BOARD MEMBER. NIR - 3/MO - 0/TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-16
• S63 Uniform Securities Agent State Law Examination
  2013-06-28

Designations

• Certified Financial Planner

Other Names

• Mike Fine