Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-30 |
| ND | RA | APPROVED | 2024-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Fargo | ND | 09/2013 | 10/2024 |
| Dakota Country Foods Llc | West Fargo | ND | 01/2005 | Present |
| Northwestern Mutual Investment Services, Llc | Fargo | ND | 09/2014 | 10/2024 |
| Lpl Financial, Llc | Fargo | ND | 10/2024 | Present |
1- 10/2024 / DAKOTA COUNTRY FOOD LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 32 hrs mth / 32 hrs during trading / WEST FARGO, NORTH DAKOTA / Start date: 01/01/2005 2- 10/2024 / RJ Bailey Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 170 hrs mth / 40 hrs during trading / At reported business location(s) 3- 10/2024 / Preston Haas / Non-Variable Insurance / Investment Related / 20 hrs mth / 100 hrs during trading / Fargo ND /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-29 |
Reach out to this advisor