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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| CO | RA | APPROVED | 2013-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Pueblo | CO | 04/2013 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1) Stand-up comedy; Not investment related; Stand-up; Independent Contractor; Start date: 04/2013; During business hours: 0; After business hours: 2 2) Emcee; Not investment related; Emcee for charitable functions; Independent Contractor; Start date: 01/1996; During business hours: 01.02; After business hours: 03.05 3) Motivational Speaker; Not Investment related; Colorado; Speaker; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Jan 1996; During business hours: 2; After business hours: 20. *530725 - KIXQ 107.5 FM / KAVA 1480 AM; Investment related: No; Pueblo, Colorado; Art/Culture; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 0; After business hours: 3; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-22 |
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