Christopher Michael Foley

CRD 6183266

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-08
FL	RA	APPROVED	2013-08-21
UT	RA	APPROVED	2013-07-29

TX RA
APPROVED_RES

Since 2020-04-08
FL RA
APPROVED

Since 2013-08-21
UT RA
APPROVED

Since 2013-07-29

Branch Locations

4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Tampa	FL	03/2013	Present

03/2013 → Present

Morgan Stanley Smith Barney Llc

Tampa, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-26

S66 Uniform Combined State Law Examination

2013-07-26

View on SEC IAPD

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