Augusto Jose De Luna

Employer firm

Provenance Wealth Advisors CRD 126529

$4.44B regulatory AUM 80 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• PORTFOLIO CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 11/2021
  Jp Morgan Securities Llc
  Miami, FL
• 10/2009 → 11/2021
  Jp Morgan Chase Bank
  Miami, FL
• 01/2019 → Present
  M & J Consulting Group Corp
  Coral Gables, FL
• 12/2021 → 08/2023
  Raymond James Financial Services, Inc.
  Miami, FL
• 12/2021 → Present
  Provenance Wealth Advisors
  Miami, FL
• 02/2022 → Present
  Flat Six Llc
  Miami, FL
• 08/2023 → Present
  Pwa Securities, Llc
  Miami, FL
• 10/2024 → Present
  Provenance Wealth Advisors, Llc
  Miami, FL

Other Businesses

(1)Name of Business: Flat Six LLC Address: 200 S Biscayne Boulevard, Miami, FL, 33131-5351, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: Yes Start Date: 02/08/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: business was created for the sole purpose of receiving compensation from Provenance Wealth (2) Name of Business: Provenance Wealth Advisors - Address: 200 S Biscayne Blvd Miami, FL 33131 Activity type: RIA _ Position Investment Advisor - Start Date 11/2021 (3) Non Variable Insurance Product sales - 200 Biscayne Blvd Miami, FL 33131 - Position: Agent Start Date: 11/2021 (4) Referral Fees: 200 Biscayne Blvd Miami, FL 33131 - Position: Referrer Start Date : 11/2021

Exams

• S66 Uniform Combined State Law Examination
  2024-09-18

Other Names

• Augusto J De Luna
• Augusto J De Luna
• Augusto Jose De Luna Gonzalez
• Augusto Jose De Luna
• Augusto De Luna