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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-02
  • NC RA
    APPROVED
    Since 2023-08-02

Branch Locations

175 Regency Woods Pl Suite 450, Cary, NC 27518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bdo Wealth Advisors, Llc St. Louis MO 08/2015 02/2019
Bdo Usa, Llp Chicago IL 06/2015 04/2022
Bdo Wealth Advisors, Llc Chicago IL 04/2019 04/2022
Raymond James & Associates Cary NC 11/2022 Present
Restoration Church Of The Nazarene Bedford IN 05/2022 05/2023
  • 08/2015 → 02/2019
    Bdo Wealth Advisors, Llc
    St. Louis, MO
  • 06/2015 → 04/2022
    Bdo Usa, Llp
    Chicago, IL
  • 04/2019 → 04/2022
    Bdo Wealth Advisors, Llc
    Chicago, IL
  • 11/2022 → Present
    Raymond James & Associates
    Cary, NC
  • 05/2022 → 05/2023
    Restoration Church Of The Nazarene
    Bedford, IN
Previous Registrations
  • 2019-04-18 → 2022-10-27
    Bdo Wealth Advisors, Llc
    Chicago, IL
  • 2015-08-11 → 2019-02-08
    Bdo Wealth Advisors, Llc
    Columbia, MD
    St. Louis, MO
  • 2014-03-18 → 2015-08-04
    Stone Carlie Wealth Advisors, Llc
    St. Louis, MO
  • 2013-04-29 → 2013-08-26
    Greenway Family Office, Llc
    St Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-11-27
S65 Uniform Investment Adviser Law Examination 2013-04-27
  • S63 Uniform Securities Agent State Law Examination
    2023-11-27
  • S65 Uniform Investment Adviser Law Examination
    2013-04-27
Other Names
  • Sarah Charisse Hancock

View on SEC IAPD

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