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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kgs-Alpha Capital Markets, L.P. | New York | NY | 06/2016 | 08/2018 |
| Bmo Capital Markets Corp. | Buffalo | NY | 08/2018 | 04/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 04/2026 | Present |
| London Stock Exchange Group | Buffalo | NY | 04/2023 | 04/2026 |
| Bank Of America, N.A. | Buffalo | NY | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-27 |
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