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Darren Ray Kataja

Alliancebernstein L.P.

Washington, DC

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-08
FL RA APPROVED 2022-08-26
DC RA APPROVED 2021-10-18
  • TX RA
    APPROVED_RES
    Since 2023-10-08
  • FL RA
    APPROVED
    Since 2022-08-26
  • DC RA
    APPROVED
    Since 2021-10-18

Branch Locations

800 Connecticut Avenue, Nw Suite 1100, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Winston Salem NC 07/2015 01/2019
Bb&T Investment Services, Inc. Charlotte NC 09/2015 02/2021
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Bb&T Washington DC 01/2019 02/2021
Truist Investment Services, Inc. Washington DC 02/2021 07/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 07/2021
Allilancebernstein Investment, Inc. Washington DC 07/2021 Present
  • 07/2015 → 01/2019
    Bb&T Bank
    Winston Salem, NC
  • 09/2015 → 02/2021
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 02/2021
    Bb&T
    Washington, DC
  • 02/2021 → 07/2021
    Truist Investment Services, Inc.
    Washington, DC
  • 02/2021 → 07/2021
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 07/2021 → Present
    Allilancebernstein Investment, Inc.
    Washington, DC
Previous Registrations
  • 2021-02-17 → 2021-07-28
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Washington, DC
    Charlotte, NC
    Washington, DC
    Richmond, VA
  • 2015-11-06 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Winston-Salem, NC
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-05
  • S66 Uniform Combined State Law Examination
    2015-11-05

View on SEC IAPD

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LEAH SAWYER BRYAN
GARY ANDREW EDMONDS
JAMES DARRELL ZACK
HSIAO-CHUAN CHANG
AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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