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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-10-02 |
| TX | RA | APPROVED | 2023-10-02 |
Branch Locations
8621 East 21St St N, Ste 180, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dahlke & Associates, Inc. | Wichita | KS | 04/2013 | 05/2021 |
| The Hill Bar And Grill | Wichita | KS | 09/2013 | 07/2018 |
| Voya Financial Advisors, Inc. | Wichita | KS | 04/2013 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 10/2023 |
| Rt Financial, Llc | Wichita | KS | 08/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 10/2023 |
| Lpl Financial Llc | Wichita | KS | 10/2023 | Present |
1) 09/2023 - RT Financial, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date 09/29/2023 -160 Hrs per month - 100% Time Spent 2) 09/2023 - RT Financial, LLC. / Notary / Inv. Related / Wichita, KS / Start date 07/26/2022 3) 09/2023 - RT Financial,LLC / Non-Variable Insurance / Inv. Related / Wichita, KS / Start date 09/29/2023 - 6 Hrs per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-31 |
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