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Laci H Davis

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-24
AZ RA APPROVED 2024-09-26
  • TX RA
    APPROVED
    Since 2025-05-24
  • AZ RA
    APPROVED
    Since 2024-09-26

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 09/2015 03/2019
Morgan Stanley Gilbert AZ 03/2019 12/2020
Robinhood Financial, Llc Tempe AZ 11/2020 08/2022
J.P. Morgan Securities Llc Tempe AZ 09/2022 09/2024
Jpmorgan Chase Bank, N.A. Tempe AZ 09/2022 09/2024
Amazon.cOm, Inc. And Its Affiliates Tempe AZ 10/2019 02/2020
Charles Schwab & Co., Inc Phoenix AZ 09/2024 Present
Charles Schwab Bank, Ssb Phoenix AZ 09/2024 Present
  • 09/2015 → 03/2019
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2019 → 12/2020
    Morgan Stanley
    Gilbert, AZ
  • 11/2020 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 09/2022 → 09/2024
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 09/2022 → 09/2024
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 10/2019 → 02/2020
    Amazon.cOm, Inc. And Its Affiliates
    Tempe, AZ
  • 09/2024 → Present
    Charles Schwab & Co., Inc
    Phoenix, AZ
  • 09/2024 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-03
S63 Uniform Securities Agent State Law Examination 2013-07-05
  • S66 Uniform Combined State Law Examination
    2019-06-03
  • S63 Uniform Securities Agent State Law Examination
    2013-07-05
Other Names
  • Laci Hanabah Davis
  • Leah Davis
  • Laci H Davis
  • Laci Davis

View on SEC IAPD

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