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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-26
  • FL RA
    APPROVED
    Since 2024-03-26

Branch Locations

201 Alhambra Cir Ste 1402, Coral Springs, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services Atlanta GA 01/2015 03/2019
Td Ameritrade Atlanta GA 03/2019 12/2022
Charles Schwab And Co., Inc. Atlanta GA 12/2022 01/2023
Santander Bank, Na Boston MA 02/2023 03/2024
Santander Securities, Llc Dorchester MA 02/2023 03/2024
Truist Investment Services, Inc Coral Gables FL 03/2024 Present
Truist Advisory Services, Inc Coral Springs FL 03/2024 Present
  • 01/2015 → 03/2019
    Suntrust Investment Services
    Atlanta, GA
  • 03/2019 → 12/2022
    Td Ameritrade
    Atlanta, GA
  • 12/2022 → 01/2023
    Charles Schwab And Co., Inc.
    Atlanta, GA
  • 02/2023 → 03/2024
    Santander Bank, Na
    Boston, MA
  • 02/2023 → 03/2024
    Dorchester, MA
  • 03/2024 → Present
    Truist Investment Services, Inc
    Coral Gables, FL
  • 03/2024 → Present
    Coral Springs, FL
Previous Registrations
  • 2023-02-09 → 2024-03-05
    Miami, FL
    Coconut Grove, FL
  • 2022-02-08 → 2023-02-06
    Coral Gables, FL
  • 2019-04-02 → 2023-02-06
    Td Ameritrade Investment Management, Llc
    Coral Gables, FL
    Coral Gables, FL
  • 2019-04-02 → 2022-10-14
    Td Ameritrade, Inc.
    Coral Gables, FL
  • 2016-09-14 → 2017-08-28
    Miami, FL
    Miami Springs, FL
    Miami, FL
    Miami, FL
    Homestead, FL
    Coral Gables, FL
  • 2015-06-09 → 2016-12-31
    Truist Investment Services, Inc.
    Coral Gables, FL
    Miami, FL
    Miami Springs, FL
    Miami, FL
    Miami, FL
    Homestead, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-01
  • S66 Uniform Combined State Law Examination
    2015-05-01

View on SEC IAPD

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