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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-05-13 |
Branch Locations
2201 San Pedro Dr Ne Bldg 25, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arete Wealth Management | Schaumburg | IL | 02/2013 | 01/2020 |
| Thrivent Investment Management Inc | Chicago | IL | 02/2020 | 09/2023 |
| Thrivent Financial | Appleton | WI | 01/2020 | 05/2020 |
| Thrivent Financial | Appleton | WI | 05/2020 | 09/2023 |
| Unemployed | Rio Rancho | NM | 09/2023 | 11/2023 |
| Dion's | Albuquerque | NM | 11/2023 | 05/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2024 | Present |
| Altus Wealth Management | Albuquerque | NM | 05/2024 | Present |
1. NAME OF OTHER BUSINESS: ALTUS WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: ADMIN AND OPERATIONS SUPPORT AND LICENSED SUPPORT FOR SENIOR ADVISOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-10 |
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