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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
Branch Locations
2701 University Ave Se, Minneapolis, MN 55414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Ins Co | St Paul | MN | 02/2012 | 08/2020 |
| Securian Financial Services, Inc | St Paul | MN | 04/2014 | 08/2020 |
| Cri Securities Llc | Minneapolis | MN | 09/2020 | 09/2021 |
| Northstar Resource Group | Minneapolis | MN | 09/2020 | 09/2021 |
| Securian Financial Services, Inc | Minneapolis | MN | 09/2020 | 09/2021 |
| Northstar Resource Group | Minneapolis | MN | 09/2021 | Present |
| Securian Financial Services | Saint Paul | MN | 09/2021 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 09/2021 | 08/2023 |
| Cri Securities Llc | Saint Paul | MN | 09/2021 | 10/2021 |
| Cetera Wealth Services, Llc | Minneapolis | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options. 2) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: RICHFIELD BASEBALL INC.; INVESTMENT RELATED: NO; ADDRESS: PO BOX 23614 RICHFIELD, MN 55423; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: NORTHERN LEAGUE COMMISSIONER; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: COMMUNICATING DATES, EXPECTATIONS AND LEAGUE UPDATES WITH COACHES, VOLUNTEERS, PARENTS AND PLAYERS, EDUCATIG COACHES AND VOLUNTEERS, ENRICH BASEBALL IN RICHFIELD; 4) NAME OF OTHER BUSINESS: RICHFIELD FOURTH OF JULY COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 10800 LYNDALE AVE S NUMBER 324 BLOOMINGTON, MN 55420; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: PANCAKE BREAKFAST COORDINATOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: COORDINATING THE PANCAKE BREAKFAST FUNDRAISER SCHEDULED FOR THE FOURTH OF JULY IN RICHFIELD, MAY ASK FOR DONATIONS FOR EVENT, WILL NOT BE DIRECTING INVESTMENT OR BE INVOLVED WITH SPENDING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-04 |
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