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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-22 |
| FL | RA | APPROVED | 2019-03-19 |
Branch Locations
2639 Fruitville Road Suite 204, Sarasota, FL 34237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Tampa | FL | 08/2013 | Present |
| New York Life Insurance Company | Tampa | FL | 04/2013 | Present |
| Hart And Hart Insurance Inc Dba Hart And Hart Financial Services | Sarasota | FL | 06/2015 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 2555 Porter Lake Dr. 101 Sarasota, Fl 34240; Start Date 08/2017; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF HART AND HART INSURANCE, INC D/B/A HART AND HART FINANCIAL SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; SARASOTA, FL; START DATE: 06/2015] [Sahib Shriners; I will serve on the endowment fund committee for the calendar year 2022; 600 North Beneva Road Sarasota, Florida 34232; Start Date 01/2022; Role/Title: Board Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-25 |
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