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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2020-11-02
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2020-11-02

Branch Locations

355 Alhambra Cir Office Of Cao - Awl Local Markets Organization, Coral Gables, FL 33134 • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2019 Present
Jpmorgan Chase & Co New York NY 04/2016 09/2019
Other Businesses

I*1813280, Entity Type: Entity For Profit, Name of OBA: MZK Properties LLC, Address: Brooklyn, NY, 11218, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 04/29/2024, No Hours: 2hrs/mo., No Hours during trading: 0, Duties: This business was set up to solely manage the mortgage payments, expenses, and maintenance for all the rental properties I currently own and others I intend to purchase in the future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
S63 Uniform Securities Agent State Law Examination 2013-10-18
  • S66 Uniform Combined State Law Examination
    2020-10-30
  • S63 Uniform Securities Agent State Law Examination
    2013-10-18
Other Names
  • Mohammed A Khan
  • Mohammed Khan
  • Mohammed A Khan
  • Mohammed Arafat Khan

View on SEC IAPD

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