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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-22 |
| OH | RA | APPROVED | 2009-06-01 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Cincinnati | OH | 02/2006 | Present |
| Morgan Stanley Smith Barney | Cincinnati | OH | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*682374- RC4 Holdings LLC; Investment related: No; Terrace Park, Ohio; It will be an LLC that will hold an interest % of another LLC, 'Speedway Hills LLC, of which my father, Scott Randall, is the managing member of. Speedway Hills LLC owns about 1,500 acres of raw land in Gallatin County Kentucky.; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-07-21 |
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