Best Investors
Account
Sign in
Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-11-14 |
Branch Locations
3204 West Benjamin Ave Suite 200, Norfolk, NE 68701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 10/2023 | 08/2024 |
| Insurance Mart | Elgin | NE | 06/2016 | 09/2019 |
| Farm Credit Services Of America | O'NEill | NE | 10/2019 | 10/2023 |
| Commonwealth Financial Network | San Diego | CA | 08/2024 | Present |
| Calmwater Financial Group | Norfolk | NE | 08/2024 | Present |
1. Owner, SRH Financial, Inc.; a private entity established to facilitate advisory business; as of 07/22/2024; 50% of time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; as of 08/19/2024; 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-12 |
Reach out to this advisor