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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-19 |
| WI | RA | APPROVED | 2017-03-25 |
Branch Locations
525 Junction Road Suite 8100, North Tower, Madison, WI 53717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Madison | WI | 03/2017 | Present |
| Msi Financial Services | Middleton | WI | 07/2016 | 03/2017 |
| Mass Mutual Life Insurance Company | Madison | WI | 07/2016 | Present |
(1)Name: Mathew Noel Inv rel: Y Add: 525 Junction Rd Suite 8100N Madison WI 53717 Nature: Equity Index Annuities Position: Servicer of Equity Index Annuities Start date: 10/09/2018 No. HR/MO: 0 No. HR/MO during sec trading: 0 (2)Name: Mathew Noel Inv rel: Y Add: 525 Junction Rd Suite 8100N Madison WI 53717 Nature: Individual Life Position: Agent Start date: 03/01/2017 No. HR/MO: 5 No. HR/MO during sec trading: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-02 |
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