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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2017 | 12/2019 |
| Axa Equitable | Syracuse | NY | 04/2017 | 09/2017 |
| Afn | Niles | IL | 05/2015 | 03/2017 |
| Citizens Bank N.A. | Fayetteville | NY | 01/2020 | 10/2020 |
| Citizens Securities Inc. | Fayeteville | NY | 01/2020 | 10/2020 |
| Lion Street Financial | Fayeteville | NY | 11/2020 | Present |
| Pointguard Advisors | Fayetteville | NY | 11/2020 | Present |
| Integrity Alliance, Llc | Fayetteville | NY | 10/2025 | Present |
1) POINTGUARD ADVISORS POSITION: Employee NATURE: We offer to sell life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2020 ADDRESS: 108 Buchmans Close Circle, Fayetteville NY 13066, United States DESCRIPTION: We offer life insurance to our clients. WEALTHRX POSITION: Employee NATURE: Financial advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2020 ADDRESS: 108 Buchmans Close Circle, Fayetteville NY 13066, United States DESCRIPTION: meeting with clients and assisting their needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-10 |
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