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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-08-31 |
| TX | RA | APPROVED | 2018-08-31 |
Branch Locations
600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 07/2010 | 08/2018 |
| Bank Of America, N.A. | Louisville | KY | 06/2015 | 08/2018 |
| Stifel Nicolaus & Co Inc | Louisville | KY | 08/2018 | Present |
1. Team Meeting Farm; 2337 Ash Run Ln. Lagrange, KY 40031; Family farm, expecting to raise and sell 1-2 beef cows each year; Sole Proprietorship for family farm; Livestock & crop care; 11/17/2025; 4hrs/day; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-18 |
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