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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-16 |
Branch Locations
525 Fulton Avenue, Sacramento, CA 95825-4812 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Greenwood Village | CO | 09/2013 | 10/2025 |
| Fidelity Investments | Boston | MA | 03/2025 | 10/2025 |
| Charles Schwab & Co., Inc. | Sacramento | CA | 10/2025 | Present |
| Charles Schwab Bank, Ssb | Sacramento | CA | 10/2025 | Present |
OBA-102655|OrgNmn:N/A|Org Addr:N/A,California,US|OBA Nature:itunes, spotify music|Invst Rel:N|Title:Artist - Sno, M. F. Stanley|Duties:Writing and recording music - to put it on streaming services, potential for royalties|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-18 |
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