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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-24 |
| MO | RA | APPROVED | 2017-04-07 |
Branch Locations
1575 Kisker Road Ste B, St. Charles, MO 63304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2015 | Present |
1. PATHWAYS TO INDEPENDENCE; 200 S. HANLEY RD. #103, ST. LOUIS, MO 63105; VOLUNTEER; START DATE 1/1/2016; APPROXIMATELY 1 HOUR PER MONTH. 2. TRAILHEAD CAPITAL MANAGEMENT GROUP, LLC; 1575 KISKER RD, STE B, ST CHARLES, MO 63304; MEMBER; START 12/29/2022; APPROX 160 HOURS/MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-15 |
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