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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-24 |
| MO | RA | APPROVED | 1999-11-29 |
Branch Locations
118 N 2Nd Street, St. Charles, MO 63301 • United States
Moscow Mills, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | St Peters | MO | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | St Charles | MO | 03/2020 | Present |
Business Ownership; Infinity Co-Op Enterprises; Expense management; Consulting; 16401 Swingly Ridge Rd. Ste. 330, , Chesterfield, MO, 63017; Not Investment-Related; 11/16/2022; 1 to 9 hours per month; 1 to 9 during trading hours / doTERRA; Education of essential oils; Home based business selling essential oils and wellness products; 1161 Jade Dr, , Moscow Mills, MO, 63362; Not Investment-Related; 07/01/2015; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Rotary District 6060; Assist the district leadership; Main Street, , St. Louis, MO, 63304; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-11 |
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