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Kimberly Jo Cooper

LPl Financial LLC

Spokane, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-09-15
  • WA RA
    APPROVED
    Since 2025-09-15

Branch Locations

207 E Queen Ave, Spokane, WA 99207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Spokane WA 11/2015 03/2020
Cetera Wealth Services, Llc El Segundo CA 03/2020 09/2025
Lpl Financial Spokane WA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 09/2025
Previous Registrations
  • 2023-06-29 → 2025-10-13
    Spokane, WA
  • 2020-03-20 → 2023-06-29
    Cetera Wealth Services, Llc
    Spokane, WA
    Corpus Christi, TX
    Spokane, WA
  • 2015-12-01 → 2020-03-23
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Ritzville, WA
  • 2013-07-22 → 2015-12-01
    St Louis, MO
    Colbert, WA
    Coeur D'ALene, ID
    Spokane, WA
Other Businesses

1) 08/2025 - PRICA LLC / Non-Variable Insurance / Inv Related / Spokane, WA 99207 / Start date 03/20/2020 - 2 hrs per month - 5 % time spent 2) 08/2025 - Prica LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 180 hrs per month - 95% time spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-22
  • S66 Uniform Combined State Law Examination
    2013-05-22
Designations
Other Names
  • Kimberly Jo Ellis
  • Kimberly Cooper

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