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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Spokane | WA | 11/2015 | 03/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2020 | 09/2025 |
| Lpl Financial | Spokane | WA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 09/2025 |
1) 08/2025 - PRICA LLC / Non-Variable Insurance / Inv Related / Spokane, WA 99207 / Start date 03/20/2020 - 2 hrs per month - 5 % time spent 2) 08/2025 - Prica LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 180 hrs per month - 95% time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-22 |
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