Kimberly Jo Cooper

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2020
  U.S. Bancorp Investments, Inc.
  Spokane, WA
• 03/2020 → 09/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Lpl Financial
  Spokane, WA
• 06/2023 → 09/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-06-29 → 2025-10-13
  Cetera Investment Advisers Llc
  Spokane, WA
• 2020-03-20 → 2023-06-29
  Cetera Wealth Services, Llc
  Spokane, WA
  Corpus Christi, TX
  Spokane, WA
• 2015-12-01 → 2020-03-23
  U.S. Bancorp Investments, Inc.
  Spokane, WA
  Spokane, WA
  Spokane, WA
  Spokane, WA
  Ritzville, WA
• 2013-07-22 → 2015-12-01
  Edward Jones
  St Louis, MO
  Colbert, WA
  Coeur D'ALene, ID
  Spokane, WA

Other Businesses

1) 08/2025 - PRICA LLC / Non-Variable Insurance / Inv Related / Spokane, WA 99207 / Start date 03/20/2020 - 2 hrs per month - 5 % time spent 2) 08/2025 - Prica LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 180 hrs per month - 95% time spent

Exams

• S66 Uniform Combined State Law Examination
  2013-05-22

Designations

• Certified Financial Planner

Other Names

• Kimberly Jo Ellis
• Kimberly Cooper