Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc. | Onalaska | WI | 02/2013 | 12/2016 |
| Securities America, Inc. | Onalaska | WI | 12/2016 | 06/2024 |
| Securities America Advisors, Inc. | Onalaska | WI | 12/2016 | 06/2024 |
| Osaic Wealth, Inc. | Onalaska | WI | 06/2024 | Present |
| Osaic Wealth, Inc. | Onalaska | WI | 06/2024 | Present |
1. KLAUKE INVESTMENTS & INSURANCE SERVICES POSITION: Employee NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 138 SECURITIES TRADING HOURS: 120 START DATE: 03/01/2013 ADDRESS: 635 2nd Avenue South, Onalaska WI 54650 DESCRIPTION: Work as Michael Klauke's assistant processing paperwork and assisting clients with general needs and questions. 2. KLAUKE INVESTMENTS AND INSURANCE SERVICE - DBA 3. KLAUKE INVESTMENTS AND INSURANCE SERVICES POSITION: Administrative and sales asst NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 12/2016 - LOCATED AT 635 2nd Ave. S, Onalaska, WI 54650 INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 12/01/2016 ADDRESS: 635 2nd Avenue S, Onalaska WI 54650, United States DESCRIPTION: Office manager/licensed sales assistant.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-24 |
Reach out to this advisor