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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-12-22 |
Branch Locations
1437 S Bell School Road Suite 3, Rockford, IL 61108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Rockford | IL | 04/2013 | 12/2022 |
| Thrivent Financial For Lutherans | Appleton | WI | 08/2013 | 12/2022 |
| Mml Investors Services Llc | Rockford | IL | 12/2022 | Present |
| Massmutual Life Insurance Co | Rockford | IL | 12/2022 | Present |
(1)NAME: CHRIS PLUMMER INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: FREELANCE VIDEO PRODUCTION POSITION: FREELANCE VIDEO PRODUCTION START DATE: 12/15/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: VIDEO PRODUCTION SERVICES. (2)NAME: CHRIS PLUMMER INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: MUSICIAN POSITION: MUSICIAN START DATE: 12/15/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: OCCASIONAL PAID MUSICIAN. (3)NAME: VILLAGE OF CHERRY VALLEY PLANNING & ZONING COMMISSION INV REL: N ADD: 806 E STATE ST CHERRY VALLEY IL 61016 NATURE: VILLAGE OF CHERRY VALLEY LOCAL GOVERNMENT POSITION: APPOINTED COMMISSIONER ON THE PLANNING & ZONING COMMISSION FOR CHERRY VALLEY IL START DATE: 4/18/2022 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: ONCE MONTHLY MEETING REGARDING PLANNING AND ZONING ISSUES WITHIN THE VILLAGE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-31 |
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