Diego Armando Verdugo

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 01/2018
  Principal Financial
  Des Moines, IA
• 04/2013 → 01/2018
  Princor Financial Group
  Des Moines, IA
• 01/2018 → 12/2022
  Principal Funds Distributor, Inc.
  Des Moines, IA
• 12/2022 → Present
  Principal Life Insurance Company
  Phoenix, AZ
• 12/2022 → Present
  Principal Securities Inc
  Phoenix, AZ

Other Businesses

**ASSOCIATION OF LATINO PROFESSIONALS OF AMERICA POSITION: Executive Vice President - Business Development NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 2522 E Marguerite Ave, Phoenix AZ 85040 DESCRIPTION: ALPFA supports over 100,000 Latino students, professionals, and entrepreneurs through more than 45 professional chapters and 160 student chapters at major colleges and universities nationwide. **JUNIOR ACHIEVEMENT OF ARIZONA POSITION: Board Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 2522 E Marguerite Ave, Phoenix AZ 85040 DESCRIPTION: Junior Achievement's mission is to inspire and prepare young people to succeed in a global economy. Delivered by 8,000+ business and community volunteer mentors, JA's hands-on, age-appropriate programs focus on three key areas: financial literacy, work readiness, and entrepreneurship. **INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 12/05/2022 ADDRESS: 2355 E Camelback Road, Suite #501, Phoenix AZ 85016 DESCRIPTION: Fixed insurance: Life, Disability, Annuities, Long Term Care, Health, Medicare Supplements, and Group Benefits. **CFP BOARD POSITION: CFP Board Ambassador NATURE: CFP Board Ambassador INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2023 ADDRESS: 2522 E Marguerite Ave, Phoenix AZ 85040 DESCRIPTION: The Ambassador Program volunteers contribute time and professional expertise to increase total awareness of and preference for a CFP professional among consumers. **LOS CABALLEROS POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2024 ADDRESS: 2522 E Marguerite Ave, Phoenix AZ 85040 DESCRIPTION: Los Caballeros are a developing networking group with the aim of getting non-profit incorporation in the near future. Our mission revolves around fostering a culture of honor, leadership, brotherhood, and service to drive positive change in underserved communities. **PACIFIC SOUTHWEST MINORITY SUPPLIER DEVELOPMENT COUNCIL POSITION: Board Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/13/2025 ADDRESS: 2522 E Marguerite Ave, Phoenix AZ 85040 DESCRIPTION: Board Member Responsibilities: Advocate the mission of the council within your organization and externally within the community and serve as public face between organization and prospects. **ORGULLO SONORA CONSTRUCTION, LLC POSITION: Managing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2025 ADDRESS: 2522 E Marguerite Ave, Phoenix AZ 85040-2640, United States DESCRIPTION: Founding a construction company in partnership with my wife. My primary role will entail being a co-managing member with her and providing general business consulting guidance to the business.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-05-24

Designations

• Certified Financial Planner

Other Names

• Diego Verdugo