Keith Edward Nicholson

Current Employers

Employment History

• 01/2016 → 12/2016
  Entelo
  San Francisco, CA
• 01/2017 → 04/2017
  Unemployed
  Denver, CO
• 05/2017 → 09/2017
  Northwestern Mutual Investment Services Llc
  Lakewood, CO
• 09/2017 → 08/2021
  Lpl Financial, Llc
  Denver, CO
• 10/2017 → 08/2021
  Collier Financial, Inc.
  Denver, CO
• 09/2021 → Present
  Hinds Financial Group
  Lakewood, CO
• 09/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2021 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: HINDS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM START DATE: 09/2021 POSITION/TITLE/RELATIONSHIP: ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVCIES 2. NAME OF OTHER BUSINESS: CETERA ADVISOR NETWORKS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINRA BROKER DEALER FIRM START DATE: 09/2021 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVCIES

Exams

• S66 Uniform Combined State Law Examination
  2018-03-08

Designations

Other Names

• Keith Edward Nicholson
• Keith Nicholson