Timothy Craig Gupton

Current Employers

Employment History

• 02/1992 → 02/2024
  Hughes Pittman & Gupton, Llp
  Raleigh, NC
• 11/2010 → 10/2019
  1St Global Advisors, Inc.
  Raleigh, NC
• 11/2010 → 08/2024
  Avantax Insurance Services, Inc.
  Raleigh, NC
• 11/2010 → 10/2019
  1St Global Capital Corp.
  Raleigh, NC
• 10/2019 → 08/2024
  Avantax Advisory Services
  Raleigh, NC
• 10/2019 → 08/2024
  Avantax Investment Services, Inc.
  Raleigh, NC
• 10/2010 → 08/2024
  Hpg Wealthcare Advisors, Llc
  Raleigh, NC
• 08/2024 → Present
  Prosperity - An Eisneramper Company
  Raleigh, NC

Previous Registrations

• 2019-10-25 → 2024-08-19
  Avantax Advisory Services
  Raleigh, NC
  Blowing Rock, NC
  Dallas, TX
• 2011-05-30 → 2019-10-25
  1St Global Advisors Inc
  Raleigh, NC

Other Businesses

1) HPG INVESTMENTS, LLC POSITION: MANAGER NATURE: ENTITY TO CONTRACT FOR CFO SERVICES WITH LIFE SCIENCE COMPANIES, & HOLD EQUITY INSTRUMENTS AWARDED FOR CFO SERVICES INVESTMENT RELATED: Yes : HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1997 ADDRESS: Raleigh NC DESCR: MONITOR EQUITY POSITIONS & SIGN LEGAL & TAX DOCUMENTS. 2) MAYVIEW PARK HOMEOWNERS ASSOCIATION, INC. POSITION: Director - VP Communications NATURE: Volunteer on the board of MPHOA which is a voluntary non-profit serving the interests of the neighborhood. Dues are voluntary, and board has no authority to assess the homeowners. INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/31/2018 ADDR: PO Box 1626, Blowing Rock NC 28605 DESCR: Help with communications to the neighbors. 3) THE VILLAGE FOUNDATION OF BLOWING ROCK POSITION: Board of Directors NATURE: The mission is to promote, implement , and support business education, solicitation and retention, and (b) economic development for purposes of improving living standard, and economic vitality of Blowing Rock, , fostering economic growth and development and lessening the burdens on local government. INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/07/2018 ADDR: PO Box 2716, Blowing Rock NC 28605 DESCR: Board of directors. 4) BLOWING ROCK CIVIC ASSOCIATION, INC POSITION: Director & President NATURE: Board member of civic association dedicated to educating homeowners in Blowing Rock, NC. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 6 START DATE: 06/01/2018 ADDR: PO Box 2471, Blowing Rock NC 28605 DESCR: Serve on board to advise and approve programs for the civic association. 5) BLOWING ROCK TOURISM DEVELOPMENT AUTHORITY POSITION: Director NATURE: At large director on 5 member board to oversee tourism promotion for the Town of Blowing Rock funded by an occupancy tax of about $1M per year. INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 03/03/2020 ADDR: 1036 Main Street, PO Box 47, Blowing Rock NC 28605 DESCR: Appointed by the Town Council to serve as a member of the board of directors that meets 4 times a year. The TDA is a separate legal entity consolidated with the Town of Blowing as established by local ordinance and state approval. 6) SHORE CLUB CONDOMINIUM ASSOCIATION, INC. POSITION: Director NATURE: Board of Directors INVESTMENT RELATED: No # OF HOURS: 14 SECURITIES TRADING HOURS: 16 START DATE: 03/14/2024 ADDR: 1901 North Ocean Blvd, Fort Lauderdale FL 33305 DESCR: Board oversight and management role. 7) SHORE CLUB CONDO ASSOCIATION, INC. POSITION: Treasurer NATURE: Officer - Volunteer Treasurer for Condo Association INVESTMENT RELATED: No # OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 03/14/2023 ADDR: 1901 North Ocean Blvd, Fort Lauderdale FL 33305 DESCR: Oversee financial reporting done by Association Management Company and prepare budget with Manager and Board. Co-approve expenditures with president for payment by the Management Company Accounting Department. Will electronically sign as authorized signer with president on each check. Bill payment is handled by the Management Company accounting staff.

Exams

• S66 Uniform Combined State Law Examination
  2011-05-27

Other Names

• Tim Gupton