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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-24 |
| CA | RA | APPROVED | 2024-06-21 |
Branch Locations
111 Deerwood Rd Suite 200, San Ramon, CA 94583 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Francisco | CA | 05/2016 | 06/2019 |
| Morgan Stanley | Walnut Creek | CA | 06/2019 | 06/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2023 | 06/2024 |
| Lpl Financial Llc | Brentwood | CA | 06/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2023 | Present |
1. 06/17/2024- Milions- Contractor- Non Inv Rel- Canada - 1 hr per mnth- Start date 06/21/2024 2. 06/17/2024- Magnvs- Marketing- Non Inv Rel- CA 94568- 1 hr per mnth- Start date 06/21/2024 3. 06/17/2024- Pantera Wealth- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 4. 06/17/2024- Limon Consulting- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- CA 94513- 160 hrs per mnth- Start date 06/21/2024 5. 06/17/2024- Instagram- Contractor- 10 hrs per mnth- Non Inv Rel- CA 94513- Start Date 06/21/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-01 |
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