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Desiree Wodicker

LPl Financial LLC

San Ramon, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-24
CA RA APPROVED 2024-06-21
  • TX RA
    APPROVED_RES
    Since 2024-06-24
  • CA RA
    APPROVED
    Since 2024-06-21

Branch Locations

111 Deerwood Rd Suite 200, San Ramon, CA 94583 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Francisco CA 05/2016 06/2019
Morgan Stanley Walnut Creek CA 06/2019 06/2024
Morgan Stanley Private Bank, N.A New York NY 01/2023 06/2024
Lpl Financial Llc Brentwood CA 06/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2023 Present
  • 05/2016 → 06/2019
    Ameriprise Financial Services, Inc.
    San Francisco, CA
  • 06/2019 → 06/2024
    Walnut Creek, CA
  • 01/2023 → 06/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 06/2024 → Present
    Brentwood, CA
  • 01/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1. 06/17/2024- Milions- Contractor- Non Inv Rel- Canada - 1 hr per mnth- Start date 06/21/2024 2. 06/17/2024- Magnvs- Marketing- Non Inv Rel- CA 94568- 1 hr per mnth- Start date 06/21/2024 3. 06/17/2024- Pantera Wealth- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 4. 06/17/2024- Limon Consulting- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- CA 94513- 160 hrs per mnth- Start date 06/21/2024 5. 06/17/2024- Instagram- Contractor- 10 hrs per mnth- Non Inv Rel- CA 94513- Start Date 06/21/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-01
  • S66 Uniform Combined State Law Examination
    2013-10-01
Other Names
  • Desiree Wodicker
  • Desiree Nicole Wodicker

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