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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-27 |
Branch Locations
6200 Bridgepoint Parkway Suite 300, Austin, TX 78730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Austin | TX | 05/2013 | Present |
| New York Life Insurance Company | Austin | TX | 03/2013 | Present |
| Texas State University | San Marcos | TX | 08/2011 | Present |
| Eagle Strategies Llc | Austin | TX | 06/2017 | Present |
| Cadence Wealth Management Llc | Austin | TX | 12/2019 | Present |
[Ash brokerage; Broker insurance business through Ash brokerage; 888 S. Harrison St. Suite 900 Fort Wayne, IN 46801; Start Date 11/2019; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Net Positive, LLC.; Broker insurance products - LLC to employ my staff - NYL LSA/RSA/AFA;Staff will also be available to other NYL agents/advisors that I work with on a regular basis. They will pay the LLC varying amounts of money to help offset the overall staff load.; 6200 Bridge Point Parkway, Building 4, Suite 300 Austin,TX 78730; Start Date 03/2020; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3821 Juniper Trace Austin, TX 78738; Start Date 11/2019; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF CADENCE WEALTH MANAGEMENT LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; AUSTIN, TX; START DATE: 12/2019] [Atticus Austin, LLC; Holding Company for enhanced liability protection. Owns majority stake of Love and Lightstream, LLC and FNB Operator, LLC; 324 Palo Alto Way, Austin, TX 78732; Start Date 07/2020; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Spectra Studios, LLC; New entity - planning to split newly developed Recording Studio capabilities out of Love and Lightstream, LLC; 1505 E. New Hope Dr Leander, TX 78641; Start Date 06/2023; Role/Title: Officer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Oversee business planning][Love and Lightstream, LLC.; Produce concert, music recording & video services.; 1505 E. New Hope Dr Leander, TX 78641; Start Date 08/2020; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; president][FNB Operator, LLC.; Restaurant and bar operator; 1501 E. New Hope Dr. Cedar Park, Texas 78613; Start Date 07/2022; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; president]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-16 |
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