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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-27
  • TX RA
    APPROVED
    Since 2017-06-27

Branch Locations

6200 Bridgepoint Parkway Suite 300, Austin, TX 78730 • United States

Meadowlakes, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Austin TX 05/2013 Present
New York Life Insurance Company Austin TX 03/2013 Present
Texas State University San Marcos TX 08/2011 Present
Eagle Strategies Llc Austin TX 06/2017 Present
Cadence Wealth Management Llc Austin TX 12/2019 Present
  • 05/2013 → Present
    Nylife Securities Llc
    Austin, TX
  • 03/2013 → Present
    New York Life Insurance Company
    Austin, TX
  • 08/2011 → Present
    Texas State University
    San Marcos, TX
  • 06/2017 → Present
    Austin, TX
  • 12/2019 → Present
    Cadence Wealth Management Llc
    Austin, TX
Other Businesses

[Ash brokerage; Broker insurance business through Ash brokerage; 888 S. Harrison St. Suite 900 Fort Wayne, IN 46801; Start Date 11/2019; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Net Positive, LLC.; Broker insurance products - LLC to employ my staff - NYL LSA/RSA/AFA;Staff will also be available to other NYL agents/advisors that I work with on a regular basis. They will pay the LLC varying amounts of money to help offset the overall staff load.; 6200 Bridge Point Parkway, Building 4, Suite 300 Austin,TX 78730; Start Date 03/2020; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3821 Juniper Trace Austin, TX 78738; Start Date 11/2019; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF CADENCE WEALTH MANAGEMENT LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; AUSTIN, TX; START DATE: 12/2019] [Atticus Austin, LLC; Holding Company for enhanced liability protection. Owns majority stake of Love and Lightstream, LLC and FNB Operator, LLC; 324 Palo Alto Way, Austin, TX 78732; Start Date 07/2020; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Spectra Studios, LLC; New entity - planning to split newly developed Recording Studio capabilities out of Love and Lightstream, LLC; 1505 E. New Hope Dr Leander, TX 78641; Start Date 06/2023; Role/Title: Officer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Oversee business planning][Love and Lightstream, LLC.; Produce concert, music recording & video services.; 1505 E. New Hope Dr Leander, TX 78641; Start Date 08/2020; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; president][FNB Operator, LLC.; Restaurant and bar operator; 1501 E. New Hope Dr. Cedar Park, Texas 78613; Start Date 07/2022; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; president]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2013-09-16
  • S66 Uniform Combined State Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2013-09-16
Other Names
  • Erik Engh

View on SEC IAPD

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