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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-22
  • TX RA
    APPROVED
    Since 2019-02-22

Branch Locations

14015 Park Drive Suite 107, Tomball, TX 77377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sf Cicada Llc Tomball TX 08/2015 Present
Royal Alliance Tomball TX 08/2015 Present
  • 08/2015 → Present
    Sf Cicada Llc
    Tomball, TX
  • 08/2015 → Present
    Royal Alliance
    Tomball, TX
Other Businesses

1)SF CICADA LLC DBA PETRA BENEFITS FINANCIAL SERVICES POSITION: Registered Assitant, Supervision Delegate NATURE: SF Cicada LLC DBA Petra Benefits Financial Servies INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/04/2015 ADDRESS: 14015 Park Dr., Suite 107, Tomball TX 77377, United States DESCRIPTION: Assist the advisor with registered assistant and supervision responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-21
S63 Uniform Securities Agent State Law Examination 2015-08-19
  • S66 Uniform Combined State Law Examination
    2019-02-21
  • S63 Uniform Securities Agent State Law Examination
    2015-08-19

View on SEC IAPD

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