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Current Employers
Legacy Capital Wealth Partners, Llc

8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-01-26
  • AR RA
    APPROVED
    Since 2021-01-26

Branch Locations

8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mozumbo Llc Fairfield CT 07/2013 07/2017
Concordius Capital Advisors St. Petersburg FL 03/2015 09/2017
Sowell Management Services, Llc North Little Rock AR 09/2017 03/2020
Trent Capital Management, Inc. Little Rock AR 03/2020 12/2020
Legacy Capital Wealth Partners, Llc Little Rock AR 12/2020 Present
  • 07/2013 → 07/2017
    Mozumbo Llc
    Fairfield, CT
  • 03/2015 → 09/2017
    Concordius Capital Advisors
    St. Petersburg, FL
  • 09/2017 → 03/2020
    Sowell Management Services, Llc
    North Little Rock, AR
  • 03/2020 → 12/2020
    Trent Capital Management, Inc.
    Little Rock, AR
  • 12/2020 → Present
    Little Rock, AR
Previous Registrations
  • 2020-03-26 → 2021-03-31
    Trent Capital Management, Inc.
    Little Rock, AR
  • 2017-09-11 → 2020-03-13
    North Little Rock, AR
  • 2015-03-26 → 2015-12-15
    Concordius Capital Advisors
    New Haven, CT
    St Petersburg, FL
    New Haven, CT
Other Businesses

1) RPM Consulting of Texas, LLC, Non-Investment related, 5532 Winter Haven Bend, Flower Mound, TX, 75028, Industrial Services, Chief Financial Officer, 01/01/2021, Appx 8 hrs/mnth, 0 hrs/mnth, Manages the financial operations of the company 2) Little Rock Audio, LLC, Non-investment related, 320 Linwood Court, Little Rock, AR, 72205, Online sporting goods retail sales, Member, 06/24/2021, Appx 2 hrs/mnth, 0 hrs/mnth, Manages the financial operations of the company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-24
S63 Uniform Securities Agent State Law Examination 2013-04-26
  • S65 Uniform Investment Adviser Law Examination
    2013-07-24
  • S63 Uniform Securities Agent State Law Examination
    2013-04-26

View on SEC IAPD

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