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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-27 |
| TX | RA | APPROVED | 2023-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 09/2016 | 03/2019 |
| First American National Investment Advisors | Campbell | CA | 12/2015 | 09/2016 |
| Freedom Equity Group | Campbell | CA | 12/2015 | 09/2016 |
| Bank Of America, N.A. | Menlo Park | CA | 02/2017 | 03/2019 |
| Morgan Stanley | Menlo Park | CA | 05/2019 | 05/2023 |
| Unemployed | San Carlos | CA | 04/2019 | 04/2019 |
| Jpmc Bank, Na | Redwood City | CA | 10/2023 | Present |
| Jpmorgan Securities Llc | Redwood City | CA | 10/2023 | Present |
| Unemployed | San Carlos | CA | 06/2023 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-09 |
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