Scott Arthur Gumble

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 07/2021
  Waddell & Reed, Inc.
  Ft. Mitchell, KY
• 09/2014 → 07/2021
  Uber, Inc.
  San Francisco, CA
• 03/2015 → 07/2021
  Various Insurance Carrier For W & R Insurance Agencies
  Villa Hills, KY
• 10/2016 → 07/2021
  John G Carlisle Elementary School
  Covington, KY
• 01/2018 → 07/2021
  Aaron Seyfried
  Ft. Mitchell, KY
• 11/2019 → 07/2021
  Bni Covington, Ky
  Covington, KY
• 07/2021 → Present
  Lpl Financial Llc
  Ft. Mitchell, KY

Previous Registrations

• 2015-03-26 → 2021-07-21
  Waddell & Reed
  West Chester, OH
  Charleroi, PA
  Ft. Mitchell, KY

Other Businesses

1. 07/29/2021 - W&R - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 9/2014-PRESENT, UBER, INC. SAN FRANCISCO, CA, CONTRACTOR, DRIVER, INV-RELATED:N, 40HRS/MO, 1HRS/DAY DURING SECURITIES TRADING HOURS. 3. 11/2019-PRESENT; BNI COVINGTON, KY; COVINGTON, KY; NOT INVESTMENT RELATED; NETWORKING GROUP; EDUCATION COORDINATOR; 12HRS/MO; 1HR/MO DURING SECURITY TRADING HOURS. 4. 09/09/2022 - NKY ATM's - Not Investment Related - 2546 Buttermilk Pike, Villa Hills KY 41017 - Other - NKY ATM's - Founder. Operate ATM - Start Date - 05/01/2022 - 12 Hours Per Month/4 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2015-03-26
• S63 Uniform Securities Agent State Law Examination
  2013-06-12

Designations

• Certified Financial Planner