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21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-22 |
| KY | RA | APPROVED | 2025-09-22 |
Branch Locations
21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States
810 Wright's Summit Pkwy Suite #100, Fort Wright, KY 41011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 12/2013 | 02/2019 |
| Interstate Gas Supply, Inc | Dublin | OH | 02/2019 | 04/2020 |
| Robert W. Baird & Co., Inc. | Fort Wright | KY | 04/2020 | 08/2025 |
| Ep Wealth Advisors, Llc | Fort Wright | KY | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-20 |
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