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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-19
  • NC RA
    APPROVED
    Since 2025-11-19

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Gastonia NC 09/2015 11/2016
Wells Fargo Bank Na Gastonia NC 09/2015 04/2017
Wells Fargo Clearing Services, Llc Gastonia NC 11/2016 04/2017
Wells Fargo Clearing Services Llc Charlotte NC 04/2017 08/2017
Self Employed Charlotte NC 09/2017 10/2017
First Citizens Bank Charlotte NC 04/2019 07/2021
First Citizens Investor Services Raleigh NC 04/2019 07/2021
Lpl Financial Fort Mill SC 10/2017 08/2018
Boa/Merrill Lynch Charlotte NC 07/2018 11/2018
Self Employed Charlotte NC 11/2018 04/2019
The Vanguard Group, Inc. Charlotte NC 08/2021 02/2023
Empower Financial Services, Inc Greenwood Village CO 05/2024 Present
Out Of Investment Work Force Concord NC 02/2023 05/2024
Empower Advisory Group, Llc Greenwood Village CO 11/2025 Present
  • 09/2015 → 11/2016
    Wells Fargo Advisors Llc
    Gastonia, NC
  • 09/2015 → 04/2017
    Wells Fargo Bank Na
    Gastonia, NC
  • 11/2016 → 04/2017
    Wells Fargo Clearing Services, Llc
    Gastonia, NC
  • 04/2017 → 08/2017
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 09/2017 → 10/2017
    Self Employed
    Charlotte, NC
  • 04/2019 → 07/2021
    First Citizens Bank
    Charlotte, NC
  • 04/2019 → 07/2021
    First Citizens Investor Services
    Raleigh, NC
  • 10/2017 → 08/2018
    Lpl Financial
    Fort Mill, SC
  • 07/2018 → 11/2018
    Boa/Merrill Lynch
    Charlotte, NC
  • 11/2018 → 04/2019
    Self Employed
    Charlotte, NC
  • 08/2021 → 02/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 02/2023 → 05/2024
    Out Of Investment Work Force
    Concord, NC
  • 11/2025 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-13
S63 Uniform Securities Agent State Law Examination 2013-06-18
  • S66 Uniform Combined State Law Examination
    2025-11-13
  • S63 Uniform Securities Agent State Law Examination
    2013-06-18
Other Names
  • Kawii E Jayjay
  • Kawii Estrada Jayjay
  • Kawii Jayjay

View on SEC IAPD

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