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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-19 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Gastonia | NC | 09/2015 | 11/2016 |
| Wells Fargo Bank Na | Gastonia | NC | 09/2015 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Gastonia | NC | 11/2016 | 04/2017 |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 04/2017 | 08/2017 |
| Self Employed | Charlotte | NC | 09/2017 | 10/2017 |
| First Citizens Bank | Charlotte | NC | 04/2019 | 07/2021 |
| First Citizens Investor Services | Raleigh | NC | 04/2019 | 07/2021 |
| Lpl Financial | Fort Mill | SC | 10/2017 | 08/2018 |
| Boa/Merrill Lynch | Charlotte | NC | 07/2018 | 11/2018 |
| Self Employed | Charlotte | NC | 11/2018 | 04/2019 |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2021 | 02/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 05/2024 | Present |
| Out Of Investment Work Force | Concord | NC | 02/2023 | 05/2024 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-18 |
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